LDM Advisory Services

Outsourced Compliance Solutions

Concierge Compliance, always tailored to your needs.

Your trusted full-service compliance partner, giving you peace of mind and room to thrive in an evolving regulatory landscape.

At LDM, we are the pioneers of Concierge Compliance. Just like a hotel concierge caters to your every need, we offer you a comprehensive, highly personalized experience for your compliance requirements. Our tailored services and holistic regulatory solutions are designed to take your small to mid-sized Investment Firm to new heights.

We redefine the compliance experience for Investment Firms and Registered Investment Advisors with our white glove approach. Our mission is to administer a fully integrated compliance program, offering a personalized experience for your compliance requirements for much less than the cost of hiring or maintaining an internal employee.

White Glove Compliance in a Nutshell

Increased Capacity
Increased Efficiency
Increased Security
Streamlined Compliance

Do you enjoy dedicating time and resources to compliance?

With over 10 years of experience in the financial sector and wealth management, we have yet to meet an Investment Advisor who would answer yes to that question…

LDM Advisory is ideal if you find yourself bogged down with long checklists, compliance software, and calendars to prepare for complex audits, filings, and reviews.

This is where we step in and excel.

Our Team

At LDM Advisory Services, our team brings deep, hands-on experience in SEC compliance, operations, and strategic growth for RIAs. With backgrounds spanning wealth management, consulting, education, and regulatory navigation, we offer a rare blend of technical insight and practical support. Whether you're scaling your firm, preparing for an exam, or building a compliance-first culture, we've been in your shoes—and we’re here to help.