Our Team
Lydia Moore, founder
Lydia brings deep operational and compliance expertise from more than a decade working inside and alongside SEC-registered advisory firms. She has held multiple roles in wealth management, including serving as a licensed CERTIFIED FINANCIAL PLANNER™ supporting high-net-worth clients and helping build and scale an SEC-registered RIA to more than $1 billion in assets under management.
Her expertise spans the practical application of the Investment Advisers Act of 1940, SEC exam readiness, and operational integration across advisory firms. Lydia has guided numerous organizations through mergers, acquisitions, regulatory examinations, and periods of rapid business growth.
Known for her collaborative and forward-thinking approach, Lydia focuses on elevating the compliance experience, helping firms reduce operational burden, modernize regulatory processes, and build compliance programs that actually support long-term scalability. She is dedicated to reshaping how advisory firms experience compliance, moving from reactive oversight to proactive partnership.
Keri Chavers, compliance consultant
With a diverse background in consulting, education, and compliance, Keri brings a unique perspective to SEC compliance consulting. After earning a Bachelor of Science degree from Virginia Tech, Keri began her professional journey as a consultant at Booz Allen Hamilton, where she spent five years honing skills in strategy, financial operations, and client relations. During this time, she developed a strong foundation in understanding complex regulations and systems, skills that have proven essential in navigating the intricate world of SEC compliance.
After further expanding her expertise through graduate studies, Keri transitioned into elementary education, teaching music theory and application for almost 10 years. This experience allowed her to sharpen her communication and organizational skills, manage complex schedules, and develop a keen eye for detail—attributes that are invaluable in the world of compliance.
Now, as a compliance consultant at LDM Advisory Services, Keri combines strategic thinking, an analytical mindset, and a passion for helping organizations succeed in highly regulated environments. Outside of work, she enjoys spending time with her two rescue pups and attending live music events.