Our Team
Lydia Moore, founder
Lydia has extensive experience managing operations and compliance working both inside and alongside SEC-registered advisory firms. Over the past decade, she has worked in various roles in wealth management, as a licensed CERTIFIED FINANCIAL PLANNER handling high-net-worth clients and assisting in the formation and rapid expansion of an SEC-registered investment advisory firm managing over $1 Billion in assets.
Lydia's expertise lies in her dedication to education, integration and application of the Investment Advisors Act of 1940, as well as her strong industry relationships. She has successfully guided numerous organizations through mergers, acquisitions, SEC and state regulatory exams, and business expansion. Lydia takes a unique approach to navigating complexity and is passionate about changing the service model for investment advisory firms and fostering a compliance-focused culture. She is not afraid to explore new territories, challenge conventional practices, and above all, aims to deliver a proactive and collaborative experience to Investment Advisors.
Keri Chaver, compliance consultant
With a diverse background in consulting, education, and compliance, Keri brings a unique perspective to SEC compliance consulting. After earning a Bachelor of Science degree from Virginia Tech, Keri began her professional journey as a consultant at Booz Allen Hamilton, where she spent five years honing skills in strategy, financial operations, and client relations. During this time, she developed a strong foundation in understanding complex regulations and systems, skills that have proven essential in navigating the intricate world of SEC compliance.
After further expanding her expertise through graduate studies, Keri transitioned into elementary education, teaching music theory and application for almost 10 years. This experience allowed her to sharpen her communication and organizational skills, manage complex schedules, and develop a keen eye for detail—attributes that are invaluable in the world of compliance.
Now, as a compliance consultant at LDM Advisory Services, Keri combines strategic thinking, an analytical mindset, and a passion for helping organizations succeed in highly regulated environments. Outside of work, she enjoys spending time with her two rescue pups and attending live music events.