Fractional Compliance That Operates Like Internal Staff

Execution, oversight, and regulatory readiness for SEC-registered advisors and funds without adding headcount.

We manage compliance end-to-end so your leadership team can focus on growth, clients, and the strategic work that actually moves your firm forward.

At LDM, we pioneered the concept of Concierge Compliance, an elevated, highly personal, end-to-end approach to managing regulatory obligations for SEC-registered firms. Like a true concierge, we handle the details, anticipate needs, and execute the work, providing a comprehensive compliance experience that supports the growth and operations of your firm..

We deliver a white-glove, fully integrated approach to compliance paired with ongoing operational guidance. Our mission is to administer your compliance program end-to-end while strengthening your operational foundation at a fraction of the cost of internal staffing..

"As a natural procrastinator, I truly appreciate Lydia’s proactive approach. She keeps us on track, communicates clearly, and make sure nothing slips through the cracks. Her genuine care for our firm gives us confidence and makes keeping on top of our compliance program manageable. I truly value our relationship and trust her completely.”

—Bryce C.

White Glove Compliance in a Nutshell

Increased Capacity
Increased Efficiency
Increased Security
Streamlined Compliance

You didn’t build your firm to manage compliance. We run it for you—fully, continuously, and with zero busywork on your end.

If compliance is consuming your time, attention, or bandwidth, we take over the entire function so your team can stay focused on clients and growth.

Our Team

Two women with dark hair and light skin, one sitting on a stool and one standing behind, both wearing black tops and jeans, posing together in a studio with a plain light background.

At LDM Advisory Services, our team brings deep, hands-on experience in SEC compliance, operations, and strategic growth for investment firms. With backgrounds spanning wealth management, consulting, education, and regulatory navigation, we offer a rare blend of technical insight and practical support. Whether you're scaling your firm, preparing for an exam, or building a compliance-first culture, we've been in your shoes—and we’re here to help.